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Investor Charter and disclosure of Investor Complaints by Stock Broker

SCORES PORTAL |

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SINGLE REGISTRATION NO. NSE, BSE, MCX, NCDEX = INZ000027432

SEBI REGISTRATION NO. CDSL :- IN-DP-563-2021

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Disclaimer: “The Stock Exchange, Mumbai is not in any manner answerable, responsible or liable to any person or persons for any acts of omission or commission, errors, mistakes and/or violation, actual or perceived, by us or our partners, agents, associates etc., of any of the Rules, Regulations, Bye-laws of the Stock Exchange, Mumbai, SEBI Act or any other laws in force from time to time. The Stock Exchange, Mumbai is not answerable, responsible or liable for any information on this Website or for any services rendered by our employees, our servants, and us. ”

Attention Investors 1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020. 2. Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. 3. Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month. ... Issued in the interest of Investors. Infornation Regarding : SEBI Compalaint Redress System (SCORES) .Filing of Complaints on SCORES - Easy & Quick. (a) Register on SCORES portal. (b) Mandatory details for filing complaints on SCORES: i). Name, PAN, Address, Mobile Number, Email ID . (c) Benefits: i). Effective communication. ii). Speedy redressal of the grievances. ATTENTION INVESTORS :Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day......................issued in the interest of investors." "KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary." No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account."